**Contact Info**

Department of Applied Mathematics

University of Waterloo

Waterloo, Ontario

Canada N2L 3G1

Phone: 519-888-4567, ext. 32700

Fax: 519-746-4319

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Friday, January 6, 2017 — 9:00 AM EST

MC 5417

Sepideh Afshar

Applied Mathematics, University of Waterloo

Lithium-Ion battery SOC estimation.

Lithium-ion batteries are frequently used in Hybrid electric vehicles (HEVs) which taking the place of gas-engine vehicles. An important but not measurable quantity in HEVs is the amount of charge remaining in the battery in a drive cycle. The remaining charge is normally identified by a variable called state of charge (SOC). A potential way of estimating SOC is to relate this variable with the state of a dynamical system. Afterwards, SOC can be estimated through an observer design. As a precise model, electrochemical equations are chosen in this research to estimate the SOC.

The first part of this thesis considers comparison studies of commonly-used finite-dimensional estimation methods for different distributed parameter systems (DPSs). In this part, the system is first approximated by a finite-dimensional representation; the observer dynamics is a copy of finite-dimensional representation and a filtering gain obtained through observer design. The main outcome of these studies is comparing the performance of different observers in state estimation of different types of DPSs after truncation. The studies are then expanded to investigate the effect of truncated model by increasing the order of finite-dimensional approximation of the system numerically. The simulation results are also compared with mathematical properties of the systems.

A modified sliding mode observer is improved next to take care of system's nonlinearity and compensate the estimation error due to disturbances coming from an external input. It is proved that the modified SMO provides exponential convergence of the estimation error in the existence of an external input. Simulations results of comparison studies indicate the improved performance of the modified SMO observer in most cases.

Approximating and well-posedness of two general classes of nonlinear DPSs are studied next. The main concern of these studies is to produce a low-order model which converges to the original equation as the order of approximation increases. The available results in the literature are limited to specified classes of systems. These classes does not cover the lithium-ion cell model; however, the general forms presented here include the electrochemical equations as specific version.

In order to facilitate the electrochemical model for observer design, simplification of the model is considered in the next step. The original electrochemical equations are composed of both dynamical and constraint equations. They are simplified such that a fully dynamical representation can be derived. The fully dynamical representation is beneficial for real-time application since it does not require solving the constraint equation at every time iteration while solving the dynamical equations. The electrochemical equations can next be transformed into the general state space form studied in this thesis.

Finally, an adaptive EKF observer is designed via the low-order model for SOC estimation. The electrochemical model employed here is a variable solid-state diffusivity model. Compared to other models, VSSD model provides more accuracy for cells with Lithium ion phosphate positive electrode which are considered here. The adaptive observer is constructed based on considering an adaptive model for open circuit potential term in the electrochemical equations. The parameters of this model are identified simultaneously with the sate estimation. Compared to experimental data, simulation results show the efficiency of the designed observer in existence of modeling inaccuracy.

**Contact Info**

Department of Applied Mathematics

University of Waterloo

Waterloo, Ontario

Canada N2L 3G1

Phone: 519-888-4567, ext. 32700

Fax: 519-746-4319

PDF files require Adobe Acrobat Reader

University of Waterloo

University of Waterloo

43.471468

-80.544205

200 University Avenue West

Waterloo,
ON,
Canada
N2L 3G1

The University of Waterloo acknowledges that much of our work takes place on the traditional territory of the Neutral, Anishinaabeg and Haudenosaunee peoples. Our main campus is situated on the Haldimand Tract, the land granted to the Six Nations that includes six miles on each side of the Grand River. Our active work toward reconciliation takes place across our campuses through research, learning, teaching, and community building, and is centralized within our Office of Indigenous Relations.